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Bank Audit

Who Needs This?

Bank Audits are conducted for:

  • Banks and Branches (as per RBI guidelines).

  • Borrower Companies/Firms availing loans & credit facilities (Concurrent/Revenue audits mandated by banks).

Why It Matters

Bank audits ensure:

  • Verification of loan accounts, cash flow, and NPAs.

  • Compliance with RBI norms & internal bank policies.

  • Transparency in utilization of funds by borrower companies.

  • Builds trust with lenders and ensures smoother loan processing.

Process of Bank Audit

  1. Verification of loan documents, sanction terms, and securities.

  2. Checking end-use of funds and compliance with covenants.

  3. Review of repayment schedules, interest, and charges.

  4. Reporting discrepancies to the bank through audit reports.

Penalty / Risks of Non-Compliance

  • Misreporting or misuse of funds may lead to loan recall, NPA classification, or legal proceedings.

How Law to Corporate (LTC) Helps

  • Conducting independent borrower audits as per bank requirements.

  • Reviewing financial & compliance status for banks.

  • Supporting companies in preparing for bank audits to avoid negative remarks.